Aml Supervisor
Glossary
AML Supervisor
An AML Supervisor is the body responsible for monitoring a UK regulated firm's compliance with the Money Laundering Regulations 2017 — typically a professional body (ICAEW, ACCA, ICAS, CIOT, SRA, Law Society) or HMRC for unregulated sectors.
Every regulated firm is assigned to exactly one supervisor, determined by the firm's primary activity. The supervisor conducts inspections, issues guidance, and can impose monetary penalties or suspend membership for serious failures. Firms must register with their supervisor before starting regulated activity. The supervisor's annual returns and inspection visits are the main compliance touchpoints for most firms.
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